Description

ystem used to centralize the inventory of controls and promote enterprise-wide consistency in control related workflows, testing and quality assurance
provides reasonable assurance that the risk will be prevented or detected in a timely manner
How many Subdivisions in RIG do we provide guidance and support for in the evolution and implementation of strong control management?
Who is performing the role to identify if the control is operating effectively?
What is the term used to indicate if a control procedure is functioning as its intended purpose?
What describes the discrete tasks implemented as part of a business unit's regular activities to help ensure compliance with policies and mitigation of specific risks?
What is it called when sampled items did not meet the expectation outlined in the control narrative?
What provides assurance that a control is designed adequately and operating effectively?
What is one way a key control is identified?
What is the name of the external audit that follows Rule 17ad-13(a)(3) of the Securities Exchange Act?
What opinion would PwC delivers when a control test exception(s) operating effectiveness prevents the objective from having been achieved, also known as an “unfavorable” opinion?
What opinion would PwC delivers if the control environment is fairly presented, the designed to achieve the control objectives, and controls are operating effectively to achieve the control objectives, also known as a “favorable” opinion?
An _____ is when a control has a defect, either in operating effectiveness or design adequacy.
What system is used to communicate with PwC?
title of RIG leader who is responsible for a key control
What is the name of out external auditor?

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