GR CCC Mid-Term Review Crossword

_______________ and earnings are the taxable portion of a Non-Qualified Deferred Annuity (NQDA).
Contribution Source 1
Contribution Source 2
Contribution Source 3
Contribution Source 4
Contribution Source 5
Contribution Source V
A periodic or _______________ product is one in which a participant continues to make contributions over an indefinite period of time.
This law protects the rights of employees who participate in sponsored plans.
This law was an amendment to ERISA that protected the spouse's rights to employer-sponsored retirement benefits.
This is a feature in AGILEnet that shows all documents scanned under a client's social security number.
The transaction code for a surrender.
The transaction code for a withdrawal.
________________ accounts are funded with after-tax dollars.
On employer money, the client receives either all or none of the funds (0% or 100%).
All employer contributions are considered _______________.
The purpose of the DIMs-DRMs (________________ __________________) is to determine how a client can have access to the money in their account and it determines if a Plan Administrator's signature is required.
Outlines the performance history of the fund, background of the fund manager, fund objectives, and other essential data and it must be given to the client at or before the time of sale.
This law provided for the portability of retirement plans.
In ______________ _______________ Interest Crediting, as each contribution is deposited into the account, it is given an interest rate assigned for that month. After the second calendar year, the band is assigned a set (pool) interest rate.
Currently the only state that does not comply with EGTRRA.
The transaction code that indicates a loan payment has been received on an account.
______________ or graded vesting is on employer money when the client is eligible for a percentage of the money if they remain with the company for a set period of time (0% to 100%).
This law altered the manner in which hardship distributions may be taken, as well as the taxation of those distributions.
In a fixed annuity, the company (or the ______________) assumes all financial risk.
__________ 92 created the 20% mandatory Federal Income Taxes on 403(b) and qualified plans.
The _________________ was the first mutual fund product offered by VALIC.
In a variable annuity, who assumes the risk?
A Contribution Source 2 account can contain either elective or non-elective funds. Determining whether it is elective or non-elective can be verified in two systems, _____________________ or VCAT.
These plan types (IRA, 403b, 401k, and 457b) offer tax-free distributions on interest and earnings if certain qualifying events are met.
IRA contributions for the current tax year may be made until _____________ 15th of the following tax year
If this applies to an account, the spouse's signature must be witnessed by a notary or Plan Administrator.
In a Defined Contribution Plan, the _______________ bears the investment risk.
In a Defined Benefit Plan, the _______________ bears the investment risk.
If a withdrawal is taken within the first two years of participation in a ________________ IRA and the client is under age 59 1/2, the early withdrawal penalty will be 25%.
Withdrawals of salary contributions and accrued interest made before January 1, 1989 from a tax-deferred annuity are permitted anytime unless the employer restricts it on what type of money?
The Interest Crediting Method where the interest is calculated on the entire balance of the account.